Q. WHAT IS VESSEL
DOCUMENTATION?
A. Vessel documentation is a national form
of registration. It is one of the oldest functions of Government,
dating back to the 11th Act of the First Congress. Documentation
provides conclusive evidence of nationality for international
purposes, provides for unhindered commerce between the states, and
admits vessels to certain restricted trades, such as coastwise
trade and the fisheries. Since 1920, vessel financing has been
enhanced through the availability of preferred mortgages on
documented vessels.
Q. WHAT VESSELS MAY BE
DOCUMENTED?
A. A vessel must measure at least five net
tons and, with the exception of certain oil spill response
vessels, must be wholly owned by a citizen of the U.S.
Q. MUST MY VESSEL BE
DOCUMENTED?
Vessels of five net tons or more used in
fishing activities on navigable waters of the U.S. or in the
Exclusive Economic Zone (EEZ), or used in coastwise trade must be
documented unless the vessel is exempt from documentation.
Coastwise trade is generally defined as the transportation of
merchandise or passengers between points in the U.S. or the EEZ.
In addition, towboats operating between points in the U.S. or the
EEZ or between the EEZ and points in the U.S. and dredges
operating in the U.S. or the EEZ must be documented.
Q. HOW DO I ESTABLISH U.S.
CITIZENSHIP?
A. Citizenship is established by
completion of form CG-1258. In addition to individuals,
corporations, partnerships, and other entities capable of holding
legal title may be deemed citizens for documentation purposes.
Corporations must be registered in a state or the U.S; the chief
executive officer and chairman of the board of directors must be
U.S. citizens, and no more than a minority of the number of
directors necessary to constitute a quorum may be non-citizens. In
addition, at least 75% of the stock must be vested in U.S.
citizens for a coastwise or fisheries endorsement.
Q. HOW DO I KNOW IF MY VESSEL
MEASURES FIVE NET TONS?
A. Net tonnage is a measure of a vessel's
volume. It should not be confused with the vessel's
weight, which may also be expressed in tons. Most
vessels more than 25 feet in length will measure five net tons or
more.
Q. WHAT VESSELS ARE EXEMPT?
A. Vessels that do not operate on the
navigable waters of the U.S. or in the fisheries in the EEZ, are
exempt from the requirement to be documented. Also exempt are
Coastwise qualified, non-self-propelled vessels used in coastwise
trade within a harbor, on the rivers or lakes (except the Great
Lakes) of the U.S. or the internal waters or canal of any state.
Q. ARE THERE DIFFERENT TYPES
OF DOCUMENTATION?
A. Yes. A Certificate of Documentation may
be endorsed for fishery, coastwise, registry, or recreation. Any
documented vessel may be used for recreational purposes,
regardless of its endorsement, but a vessel documented with a
recreational endorsement only may not be used for any other
purpose. Registry endorsements are generally used for foreign
trade.
Q. WHAT ARE THE REQUIREMENTS
FOR DOCUMENTATION?
A. The basic requirements for
documentation are to demonstrate ownership of the vessel, U.S.
citizenship, and eligibility for the endorsement sought.
Q. HOW IS VESSEL OWNERSHIP
ESTABLISHED?
A. If the vessel is new and has never been
documented, ownership may be established by submission of a
Builder's Certification (Form CG-1261), naming the applicant for
documentation as the person for whom the vessel was built or to
whom the vessel was first transferred. Also acceptable are a
transfer on a Manufacturer's Certificate of Origin, a copy of the
State Registration or Title, or foreign registration showing that
the applicant owns the vessel.
In the case of a previously owned vessel,
the applicant must present bills of sale, or other evidence
showing transfer of the vessel from the person who last
documented, titled, or registered the vessel, or to whom the
vessel was transferred on a Builder's Certification or
Manufacturer's Certificate of Origin. If title was transferred by
some means other than a bill of sale, contact the NVDC for
assistance.
Q. WHY AND HOW IS BUILD
EVIDENCE ESTABLISHED?
A. Evidence that a vessel was built in the
U.S. is required for a vessel which is to be used in the fisheries
or coastwise trade. Build evidence is normally established by
submitting a Builder's Certification on form CG-1261. That form
must be completed by the person who constructed or oversaw the
construction of the vessel or an official of the company that
built the vessel who has examined the records of the company to
determine the facts of build.
Q. WHAT ARE THE VESSEL NAME
AND HAILING PORT MARKING REQUIREMENTS?
A. Documented vessels do not display their
official numbers on the outside of the hull, but are identified by
the name and hailing port. The application for documentation must
include a name for the vessel composed of letters of the Latin
alphabet or Arabic or Roman numerals and may not exceed 33
characters. The name may not be identical, actually or
phonetically, to any word or words used to solicit assistance at
sea; may not contain or be phonetically identical to obscene,
indecent, or profane language, or to racial or ethnic epithets.
Once established, a vessel's name may not be changed without
application, fees, and the consent of the Director, National
Vessel Documentation Center. There is no rule against duplication
of names for documented vessels, so hailing ports are helpful in
identifying vessels.
Q. HOW DO I MARK MY VESSEL?
- A. The official number assigned to
documented vessels, preceded by the abbreviation
"NO." must be marked in block-type Arabic numerals
at least three inches high on some clearly visible
interior structural part of the hull. The number must be
permanently affixed so that alteration, removal, or
replacement would be obvious and cause some scarring or damage
to the surrounding hull area.
- A. The name and hailing port of a
recreational vessel must be marked together on some clearly
visible exterior part of the hull. The vessel name of a
commercial vessel must also be marked on the port and
starboard bow and the vessel name and the hailing port must
also be marked on the stern. All markings may be made by any
means and materials that result in durable markings and must
be at least four inches in height, made in clearly
legible letters of the Latin alphabet or Arabic or Roman
numerals. The "hailing port" must include both a
place and a State, Territory, or possession of in the United
States. The state may be abbreviated.
Q. HOW DO I CHANGE THE NAME
OR HAILING PORT OF MY VESSEL?
A. The name and/or hailing port may be
changed by filing an application for change on form CG-1258 with
the appropriate fees. If your vessel is subject to a mortgage of
record, you must obtain permission from the mortgagee on form
CG-4593.
Q. WHY DOES THE COAST GUARD
REQUIRE DESIGNATION OF A MANAGING OWNER?
A. Many vessels have more than one owner.
To make sure that the right person gets mail concerning the
vessel, one must be designated as the managing owner.
Q. WHAT IS A PREFERRED
MORTGAGE?
A. A preferred mortgage is a mortgage
which is given status as a maritime lien. As such it enjoys a
certain priority in the event of default. In addition, the Coast
Guard is prohibited from making certain changes in documentation
including, but not limited to, change of vessel ownership, name,
and hailing port without consent of the mortgagee. For this reason
many financial institutions require vessels which are eligible for
documentation to be documented and to have preferred mortgages
recorded against them.
Q. HOW DO I OBTAIN TITLE
INFORMATION FOR A DOCUMENTED VESSEL?
A. You may obtain an Abstract of Title
which will show all bills of sale, mortgages, and notices of claim
of lien filed and recorded by the Coast Guard. You may request the
Abstract by fax if you pay by credit card or may mail your request
with the appropriate fee to the NVDC. To get accurate information
you must supply the name and official number of the vessel.
Q. IS A DOCUMENTED VESSEL
EXEMPT FROM STATE JURISDICTION?
A. No, all documented vessels must comply
with the laws of the state in which they are operated. The
vessel's document must be shown to state law enforcement personnel
upon their demand. States may require documented vessels to be
registered (but not numbered) and to display state decals showing
that they have complied with state requirements.
Q. IS THE VESSEL TENDER
DOCUMENTED?
A. Documentation of your vessel does not
cover the vessel's tender or dinghy. These craft fall within the
jurisdiction of the motorboat numbering laws of the state of
principal use. Please contact your state agency that handles the
registration or numbering of motorboats for further information
Q. WHAT HAPPENS WHEN I SELL
MY DOCUMENTED VESSEL?
A. When the sale is finalized you may
complete a U.S. Coast Guard Bill of Sale (CG-1340) or complete the
“Sale or Transfer of Vessel” section on the reverse of the
Certificate of Documentation (CG-1270). Documentation forms, fee
schedules, and instructions are available for downloading on this
web site. If there is an outstanding mortgage, the mortgagee (
lender) should complete a Satisfaction of Mortgage. The vessel
cannot be removed from documentation with an outstanding mortgage.
Q. HOW LONG IS THE
CERTIFICATE OF DOCUMENTATION VALID?
A. A Certificate of Documentation is valid
for one year from the date of issue, providing there are NO
CHANGES other than a change of owner's address. The
Certificate must be renewed on an annual basis. Even though it is
up to the owner to assure the document does not expire, the Coast
Guard will send a Notice of Renewal to the managing owner
approximately 45 days prior to expiration. There is no fee for the
yearly renewal. See the instruction letter Renewal of Certificate
of Documentation elsewhere at this site regarding renewal
procedures.
Q. MAY I RENEW A LOST
CERTIFICATE OF DOCUMENTATION?
A. NO. An Application for Replacement
(CG-1258) must be filed along with a $50.00 fee. If the lost
document has already expired it must be exchanged. The fee would
then be $84.00 plus applicable endorsement fees.
Q. SHOULD I RETURN THE
CERTIFICATE OF DOCUMENTATION WITH THE RENEWAL NOTICE?
A. NO, simply sign, date and return the
Renewal Notice even if your address has changed. Please note the
address change. You will receive a new certificate that shows your
new address.
Q. MAY I RENEW THE
CERTIFICATE AFTER THE OWNERSHIP CHANGES?
A. NO. Ownership changes require that the
Certificate be exchanged and accompanied by an Application
(CG-1258), fees and other submissions to support the changes.
Q. HOW DO I DELETE A VESSEL
FROM DOCUMENTATION?
A. A vessel may be deleted from
documentation upon the request of the vessel owner or an
authorized agent on behalf of the owner. The request must be in
writing and is to include the vessel’s official number. The
original Certificate of Documentation (COD) is to be returned by
the owner named on the certificate.
The information provided in this pamphlet
is for general guidance only and is not an exhaustive treatment of
vessel documentation requirements. For specific questions, please
contact the National Vessel Documentation Center.
Although most transactions require
submission of processing fees, specific fee information is not
provided in this pamphlet because fees are subject to change.